Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…

PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 7.6 Mortgages: event-driven information

PERG 12.3 Rights under a personal pension scheme

GENPRU 3.1 Application

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

PERG 4.18 Regulated activities related to mortgages: flowchart

MCOB 5A.6 Other information

MIPRU 4.2 Capital resources requirements

APER 4.1 Statement of Principle 1

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

REC 3.12 Legal proceedings

EG 19.22 Decision making under the Payment Services Regulations