Search Result

521 - 540 of 1418 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose

MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member