Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

…

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

…

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

…

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 2.1 Introduction

ICOBS 5.3 Advised sales

BIPRU 5.6 Master netting agreements

COCON 2.2 Senior manager conduct rules

EG 9.2 The FCA’s general policy in this area

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

APER 1.2 Purpose

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

BIPRU 12.6 Simplified ILAS

EG 15.1 Introduction

SUP 8.9 Decision making

SUP App 2.15 Run-off plans for closed with-profits funds

COBS 6.1F Using a platform service for arranging and advising

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach