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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

COBS 10.3 Warning the client

As Published: 2017

COBS 10.3 Warning the client

SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test