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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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IPRU-INV 5.1 Application

COBS 9.4 Suitability reports

COBS 20.1 Application

COBS 10.2 Assessing appropriateness: the obligations

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

ICOBS 4.3 Remuneration disclosure

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

BIPRU 14.3 Unsettled transactions

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

MAR 5A.4 Trading process requirements

IPRU-INV 2.1 APPLICATION

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

SUP 2.4 'Mystery shopping'

REC 2.9 Transaction recording

BIPRU 14.4 Free deliveries

MCOB 2.7A E-Commerce

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme