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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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SUP 6.2 Introduction

MAR 8.3 Requirements for benchmark administrators [deleted]

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

DEPP 6.5A The five steps for penalties imposed on firms

EG 4.11 Approach to interviews and interview procedures

REC 6.8 Powers to supervise

EG 2.4 Case selection: Unauthorised business

DTR 1.5 Fees and sanctions

SUP 18.1 Application

CASS 7.11 Treatment of client money

SYSC 10.1 Application

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]