Search Result

801 - 820 of 1364 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 17.1 Introduction

As Published: 2014

PERG 17.1 Introduction

PERG 17.2 The basic elements of debt counselling

As Published: 2014

PERG 17.2 The basic elements of debt counselling

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

CASS 11.5 Organisational requirements

As Published: 2014

CASS 11.5 Organisational requirements

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

MCOB 7A.1 Application and general

As Published: 2015

MCOB 7A.1 Application and general

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration