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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

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COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

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Similar To

PERG 8.3 Financial promotion

COLL 4.7 Key investor information and marketing communications

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

CONC App 1.2 Total charge for credit rules for other agreements

BIPRU 5.4 Financial collateral

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

ICOBS 3.1 Distance marketing

DTR 1.2 Modifying rules and consulting the FCA

DTR 1.5 Fees and sanctions

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

SUP 10A.16 How to apply for approval and give notifications

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]