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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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