Search Result

681 - 700 of 1167 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

As Published: 2004

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2