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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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EG 6.4 Publicity in RDC cases

As Published: 2016

EG 6.4 Publicity in RDC cases

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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