Search Result

661 - 680 of 1564 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COBS 13.6 Preparing product information: adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: adviser and consultancy charges

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

MCOB 6A.5 MCD distance contracts with retail customers

As Published: 2019

MCOB 6A.5 MCD distance contracts with retail customers

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme