Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

…

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

…

SYSC 4.7

As Published: 2015

SYSC 4.7

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 2.1 Purpose, interpretation and application

SUP 16.2 Purpose

DISP 3.7 Awards by the Ombudsman

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

SYSC 4.2 Persons who effectively direct the business

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

SUP 11.5 Notifications by firms

COLL 7.7 UCITS mergers

BIPRU 7.11 Credit derivatives in the trading book

PERG 16.5 How AIFMD affects other regulated activities

SUP 11.2 Purpose

SUP 16.13 Reporting under the Payment Services Regulations

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions