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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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