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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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PERG 12.5 Financial promotion issues

PERG 12.1 Background

CONC 3.11 Not approving certain financial promotions

COBS 4.12 [deleted]

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

COLL 1.1 Applications and purpose

REC 2.8 Settlement and clearing facilitation services

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

SYSC 19B.1 Application

COLL 6.11 Risk control and internal reporting

SUP 8.6 Publication of waivers

SUP 10A.6 FCA governing functions

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

TC 2.1 Assessing and maintaining competence

MCOB 3A.9 Systems and controls

MCOB 10.2 Purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]