Search Result

581 - 600 of 1586 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

APER 1.1A Application

As Published: 2015

APER 1.1A Application

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose