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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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EG 10.4 Other relevant powers

DEPP 6.7 Discount for early settlement

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

BIPRU 7.8 Securities underwriting

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

PERG 8.33 Introducing

REC 3.13 Delegation of relevant functions

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

BIPRU 1.2 Definition of the trading book

INSPRU 8.4 Capacity Transfer Market

EG 5.1 Settlement and the FCA – an overview

GEN 4.4 Business for retail clients from non-UK offices

COBS 20.5 With-profits governance

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy