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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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DISP App 3.9 Other matters concerning redress at steps 1 and 2

As Published: 2017

DISP App 3.9 Other matters concerning redress at steps 1 and 2

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EG 9.4 Prohibition orders against exempt persons and members of professional firms

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

COLL 11.6 Winding up, merger and division of master UCITS

EG 19.7 The Open-Ended Investment Companies Regulations 2001

COCON 2.3 Firms: training and breaches

SUP 10A.7 FCA required functions

EG 5.3 The basis of settlement discussions

EG 6.1 Publicity during FCA investigations

EG 2.12 Co-operation

SYSC 8.1 General outsourcing requirements

CASS 5.5 Segregation and the operation of client money accounts