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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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SUP 16.11 Product Sales, Performance and Back-book Data Reporting

As Published: 2004

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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