Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

…

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

…

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

…

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

…

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

…

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 7.2 Suspension and restart of dealings

REC 3.21 Criminal offences and civil prohibitions

SYSC 6.3 Financial crime

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

COLL 5.5 Cash, borrowing, lending and other provisions

REC 3.9 Fees and incentive schemes

COLL 6.2 Dealing

REC 3.19 Investigations

REC 3.12 Legal proceedings

COBS 11.7 Personal account dealing

COBS 1.1 General application

EG 2.1 Case selection and the use of enforcement powers