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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

SUP 10A.2 Purpose

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

DISP 2.7 Is the complainant eligible?

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

COBS 9.3 Guidance on assessing suitability

SUP 8.9 Decision making

COBS 11.5 Record keeping: client orders and transactions [deleted]

COBS 1.1 General application

CONC 14.1 Application

RCB 2.2 Applying for registration

CASS 9.1 Application

CONC 10.1 Application and purpose

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 19.6 Regulated Activities Order 2001 (RAO)

BIPRU 8.8 Advanced prudential calculation approaches

DEPP 6.5D Serious financial hardship

SUP 16.18 AIFMD reporting