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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

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SUP 12.7 Notification and reporting requirements

As Published: 2002

SUP 12.7 Notification and reporting requirements

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

MAR 10.5 Other reporting, notifications and information requirements

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

DEPP 8.2 Use of the own-initiative variation of approval power: general

PERG 8.3 Financial promotion

DTR 2.2 Disclosure of inside information

BIPRU 9.6 Implicit support

REC 4.2C Control over a UK RIE

SUP 3.8 Rights and duties of auditors

MCOB 4.7A Advised sales

MCOB 5.4 Information on regulated mortgage contracts: general

SUP 10A.10 Customer-dealing functions

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

CONC 7.6 Exercise of continuous payment authority

BIPRU 2.3 Interest rate risk in the non-trading book

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy