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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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EG 9.8 The effect of the FCA's decision to make a prohibition order

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

MAR 10.5 Other reporting, notifications and information requirements

EG 4.5 Notice of termination of investigations

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

MAR 8.2 Requirements for benchmark submitters [deleted]

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

COLL 8.3 Investor relations

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

REC 1.2 Purpose, status and quotations, notes or references

PERG 8.20 Additional restriction on the promotion of collective investment schemes

MAR 5.6 Reporting requirements

REC 4.2F Information gathering power on FCA’s own initiative

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

COLL 11.2 Approval of a feeder UCITS

SYSC 6.1 Compliance

MAR 10.2 Position limit requirements

FEES 9.2 PSR fees

FEES 5.1 Application and Purpose