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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

IPRU-INV 4.5 ACCOUNTING RECORDS

As Published: 2015

IPRU-INV 4.5 ACCOUNTING RECORDS

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

CONC 8.6 Changes to contractual payments

As Published: 2014

CONC 8.6 Changes to contractual payments

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

MCOB 2.5A The customer's best interests

As Published: 2012

MCOB 2.5A The customer's best interests