Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

…

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

…

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

…

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

MCOB 5.6 Content of illustrations

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

COLL 14.3 Advisory committee

EG 19.21 The conduct of investigations under the Payment Services Regulations

SUP 16.1 Application

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 6.2 Publicity during, or upon the conclusion of regulatory action

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

COBS 9.2 Assessing suitability

REC 2.4A Management body

SUP 12.7 Notification and reporting requirements

COBS 20.2 Treating with-profits policyholders fairly

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach