Search Result

641 - 660 of 1321 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

MCOB 2.1A Regulated mortgage contracts: guidance on the meaning of “payment shortfall”

As Published: 2016

MCOB 2.1A Regulated mortgage contracts: guidance on the meaning of “payment shortfall”

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting