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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

MAR 9.1 Application, approach and structure

As Published: 2017

MAR 9.1 Application, approach and structure

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application