Search Result

441 - 460 of 1075 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application