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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

EG 12.4 Liaison with other prosecuting authorities

As Published: 2016

EG 12.4 Liaison with other prosecuting authorities

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2019

BIPRU 3.3 The use of the credit assessments of ratings agencies

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans