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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

As Published: 2015

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

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Similar To

PERG 15.7 Transitional provisions [deleted]

IPRU-INV 5.1 Application

MCOB 4.1 Application

MAR 2.5 The Price Stabilising Rules: overseas provisions

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

EG 2.2 Case selection and referral criteria

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MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

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PERG 8.10 Types of financial promotion

TC 2.2A Time limits

DISP App 3.1 Introduction

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COLL 5.4 Stock lending

COBS 3.2 Clients

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration