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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

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BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

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BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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CONC 4.5 Commissions

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration