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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2015

ICOBS 6.2 Pre-contract information: general insurance contracts

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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CONC 4.5 Commissions

As Published: 2020

CONC 4.5 Commissions

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

As Published: 2015

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

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