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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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