Search Result

741 - 760 of 1552 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'