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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

As Published: 2016

EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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APER 3.1 Introduction

SUP 10A.10 Customer-dealing functions

COLL 8.4 Investment and borrowing powers

SYSC 22.8 Policies and appointed representatives

EG 9.2 The FCA’s general policy in this area

APER 4.6 Statement of Principle 6

SYSC 7.1 Risk control

DISP App 3.5 Re-assessing rejected claims at step 1

COBS 11.5 Record keeping: client orders and transactions [deleted]

COLL 11.4 Depositaries

APER 2.1A The Statements of Principle

SUP 16.18 AIFMD reporting

BIPRU 9.3 Requirements for originators and sponsors

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

PERG 13.1 Introduction

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

CONC 7.8 Jurisdictional requirements

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements