Search Result

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

…

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

…

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

…

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

…

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 12.7 Home purchase plans

SUP 8A.5 Revoking or varying directions and determinations

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

MCOB 2A.5 Variable rate credits

EG 12.4 Liaison with other prosecuting authorities

DTR 5.9 Filing of information with competent authority

PERG 16.3 Managing an AIF

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

DISP App 1.2 The standard approach to redress

BIPRU 14.3 Unsettled transactions

MAR 1.3 Insider dealing

COBS 16.4 Statements of client designated investments or client money

COBS 15.4 Effects of cancellation

BIPRU 4.5 The IRB approach: Specialised lending exposures

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme