Search Result

1021 - 1040 of 1367 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'