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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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