Search Result

361 - 380 of 1392 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives