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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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Similar To

MAR 10.4 Position reporting

SUP 6.2 Introduction

SUP 10C.9 Minimising overlap with the PRA approved persons regime

SUP 6.4 Applications for cancellation of permission

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 12.2 Establishing, operating or winding up a personal pension scheme

REC 4.4 Complaints

REC 3.6 Constitution and governance

PERG 9.6 The investment condition (section 236(3) of the Act): general

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

REC 3.9 Fees and incentive schemes

SUP 5.2 The FCA’s power

REC 3.22 Restriction of, or instruction to close out, open positions

REC 6.8 Powers to supervise

CREDS 3A.4 Insurance against fraud or other dishonesty

REC 2.4A Management body

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SUP 15.2 Purpose

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

EG 9.2 The FCA’s general policy in this area