Search Result

741 - 760 of 1360 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions