Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

…

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

…

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

…

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

…

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

…

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

…

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 10.2 Purpose

CONC 1.2 Who? What? Where?

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

PERG 14.1 Background

MCOB 6.1 Application

COBS 2.1 Acting honestly, fairly and professionally

EG 8.1 Introduction

COLL 4.2 Pre-sale notifications

DTR 1A.3 FCA may require the publication of information

DISP 3.8 Dealing with information

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

COBS 12.4 Investment recommendations