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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

CASS 5.2 Holding money as agent of an insurance undertaking

SUP 11.5 Notifications by firms

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EG 2.1 Case selection and the use of enforcement powers

SUP 10C.7 Other overall responsibility function (SMF18)

CASS 5.8 Safe keeping of client's documents and other assets

SUP 10A.6 FCA governing functions

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)