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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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Similar To

MCOB 5.1 Application

CREDS 2.1 Application and purpose

COLL 4.3 Approvals and notifications

DISP 1.6 Complaints time limit rules

COLL 3.2 The instrument constituting the fund

CONC 10.2 Prudential resources requirements

SUP 12.9 Record keeping

COLL 5.4 Stock lending

CREDS 3A.3 Borrowing

DTR 7.1 Audit committees

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

FEES 1.1 Application and Purpose

EG 18.1 Cancellation on the FCA’s own-initiative

EG 14.2 Choice of powers

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 20.3 Decision making under the CCA Order

PRIN 3.2 What?

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 5.2 When settlement decisions may take place