Search Result

761 - 780 of 1584 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

MCOB 10A.1 Calculation of the APRC

As Published: 2015

MCOB 10A.1 Calculation of the APRC

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

FEES 8.1 [deleted]

As Published: 2013

FEES 8.1 [deleted]

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients