Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

…

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 1.10A Complaints data publication rules

CASS 1.5 Application: electronic media and E-Commerce

CONC 3.8 Financial promotions and communications: lenders

DTR 4.1 Annual financial report

CASS 7.16 The standard methods of internal client money reconciliation

COLL 3.3 Units

MCOB 13.6 Repossessions

SUP 10C.13 Variation of conditional and time-limited approvals

DEPP 5.1 Settlement decision makers

SUP App 3.6 Freedom to provide services

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SYSC 4.5

DEPP 6.5D Serious financial hardship

FEES 9.2 PSR fees

EG 13.12 Insolvency regime and relevant sections of the Act

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)