Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 3.5 Financial promotions about credit agreements not secured on land

MCOB 9.9 Disclosure after sale: home reversion plans

COBS 13.2 Product information: production standards, form and contents

PERG 2.4 Link between activities and the United Kingdom

MAR 6.1 Application

EG 2.6 Assisting overseas regulators

PERG 16.4 Acting as a depositary of an AIF

DTR 1.3 Information gathering and publication

DTR 5.2 Acquisition or disposal of major proportions of voting rights

IPRU-INV 2.1 APPLICATION

FEES 5.8 Joining the Financial Ombudsman Service

FEES 6.4 Management expenses

COBS 12.3 Non-independent research [deleted]

COBS 4.7 Direct offer financial promotions