Search Result

661 - 680 of 1590 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SYSC 20.1 Application and purpose [deleted]

As Published: 2009

SYSC 20.1 Application and purpose [deleted]

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime