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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

As Published: 2015

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

ICOBS 2.3 Inducements

As Published: 2018

ICOBS 2.3 Inducements

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation