Search Result

161 - 180 of 1116 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SYSC 4.8

As Published: 2015

SYSC 4.8

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

REC 1.1 Application

As Published: 2005

REC 1.1 Application

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations